Fairness opinionsMedical Devices and Supplies2016

Newport acquired by MKS Instruments: fairness opinion by J.P. Morgan

Announced February 23, 2016 · One-step merger · All cash · DEFM14A filed March 29, 2016
Medical Devices and Supplies Medical Supplies
Enterprise value
$980M
equity $931M
EV / LTM EBITDA
8.2x
EBITDA $120M · 19% margin
EV / LTM revenue
1.56x
revenue $628M
DCF discount rate
9.0%–11.0%
Perpetuity growth

Deal terms

ConsiderationAll cash
Price per share$23.00
Premium53.0%
Premium basisclosing price of $15.04 on February 22, 2016, last trading day prior to announcement
StructureOne-step merger
Termination fee$32.6M (3.5% of equity)
Reverse termination fee
Go-shopNone
Outside date

Implied value per share by method vs. $23.00 offer

Selected companies — P / CY2016E EPS $16.25 – $26.75
Selected companies — EV / CY2016E EBITDA $15.75 – $24.25
Precedent transactions — EV / LTM EBITDA (applied to CY2015 EBITDA) $19.25 – $26.25
Discounted cash flow $18.50 – $26.25
52-week trading range $13.42 – $20.59
Equity research analyst price targets $20.00 – $22.50
Public trading multiples using Wall Street consensus estimates - CY2016E P/E $14.50 – $23.75
Public trading multiples using Wall Street consensus estimates - EV/CY2016E EBITDA $14.50 – $22.50

Ranges as disclosed in the banker’s summary of analyses; the red line marks the per-share consideration.

Opinion of J.P. Morgan to the target board

Delivered February 22, 2016

Discounted cash flow assumptions

Discount rate9.0%–11.0%
Basisweighted average cost of capital of the Company; mid-year convention
Terminal valuePerpetuity growth
Perpetuity growth2.5%–3.5%
Exit multiple
Projection period2016E-2025E
Projections usedBase Case Forecasts prepared by Company management (unlevered free cash flows calculated by J.P. Morgan)
Implied value per share$18.50–$26.25

Stock-based compensation treated as a cash expense in unlevered free cash flow.

Selected public companies (10)

Analogic Corporation · Coherent, Inc. · Finisar Corporation · GSI Group Inc. · II-VI Incorporated · IPG Photonics Corporation · Jenoptik Group · Lumentum Holdings Inc. · Rofin-Sinar Technologies Inc. · Carl Zeiss Meditec AG

MultiplePeer lowPeer medianPeer highRange appliedImplied per share
P / CY2016E EPS11.3x14.7x22.9x 9.5x–15.5x $16.25–$26.75
EV / CY2016E EBITDA6.1x8.5x12.1x 5.5x–8.5x $15.75–$24.25

Selected precedent transactions (11)

DateTargetAcquirerMultiple
2014-04Zygo CorporationAMETEK, Inc.8.9x EV/LTM EBITDA
2013-12Andor TechnologyOxford Instruments plc14.6x EV/LTM EBITDA
2013-09QioptiqExcelitas Technologies Corporation
2012-05LeCroy CorporationTeledyne Technologies Incorporated8.3x EV/LTM EBITDA
2011-09Photonis GroupAXA Private Equity10.1x EV/LTM EBITDA
2011-07Ophir Optronics Ltd.Newport Corporation11.5x EV/LTM EBITDA
2011-05CVI Melles GriotIDEX Corporation10.8x EV/LTM EBITDA
2010-08Veeco Metrology, Inc.Bruker Corporation10.8x EV/LTM EBITDA
2008-07Excel Technology, Inc.GSI Group Inc.13.5x EV/LTM EBITDA
2006-07Linos AGQioptiq Group8.7x EV/LTM EBITDA
2005-09Thales Group Optical ComponentsCandover Investments plc
MultipleLowMedianHighRange appliedImplied per share
EV / LTM EBITDA (applied to CY2015 EBITDA)8.3x10.8x14.6x 8.5x–11.5x $19.25–$26.25

Other analyses

AnalysisSummaryImplied per share
52-week trading range52-week trading range of Company Common Stock ending February 22, 2016.$13.42–$20.59
Equity research analyst price targetsPublished equity research analyst price targets for Company Common Stock prior to February 22, 2016.$20.00–$22.50
Public trading multiples using Wall Street consensus estimates - CY2016E P/ESame 9.5x-15.5x CY2016E P/E reference range applied to publicly available Wall Street consensus estimates for the Company (reference purposes only).$14.50–$23.75
Public trading multiples using Wall Street consensus estimates - EV/CY2016E EBITDASame 5.5x-8.5x EV/CY2016E EBITDA reference range applied to publicly available Wall Street consensus estimates for the Company (reference purposes only).$14.50–$22.50

Transaction fee of 1.25% of total transaction value; $2 million payable upon delivery of the opinion and the remainder contingent on consummation of the Merger. If the Merger is not consummated and the Company receives a break fee, J.P. Morgan receives 25% of such payment less the $2 million opinion fee, capped at the full transaction fee.

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Management projections

Projection yearYear 1Year 2Year 3Year 4CAGR
Revenue$645M$665M$685M$705M3.0%
Revenue growth2.7%3.1%3.0%2.9%
EBITDA$126M$136M$138M$144M4.6%
EBITDA growth5.0%7.9%1.5%4.3%
EBITDA margin20%20%20%20%
Implied EV / EBITDA7.8x7.2x7.1x6.8x

Year-1 growth is against LTM at announcement ($628M revenue, $120M EBITDA); later years are year over year.

Newport management prepared standalone forecasts for FY2015-FY2020 in two scenarios: a "Base Case" (share repurchases, no acquisitions) and an "Acquisition Case" (repurchases plus acquisitions). Base Case revenue grows from $603M (FY2015A) to $705M (FY2020E), with EBITDA of $96M rising to $144M and unlevered free cash flow of $29M rising to $74M; non-GAAP EPS goes from $1.31 to $3.08. The Acquisition Case shows revenue of $606M rising to $982M and EBITDA of $96M rising to $201M. J.P. Morgan was instructed to rely only on the Base Case Forecasts (extended to 2025 for the DCF); the Acquisition Forecasts were not provided to Parent.

Process notes

Single fairness opinion from J.P. Morgan to the Newport board; the board acted on the unanimous recommendation of an independent committee of the board. Equity value implied from the disclosure that the $32.6M termination fee is approximately 3.5% of equity value. Newport is a Nevada corporation; no dissenters' rights because shares were NASDAQ-listed and consideration is cash. J.P. Morgan's commercial banking affiliate is an agent bank and lender under Newport's credit facility.

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