Fairness opinionsMedical Devices and Supplies2016

Hansen Medical acquired by Auris Surgical Robotics: fairness opinion by Perella Weinberg Partners

Announced April 19, 2016 · One-step merger · All cash · DEFM14A filed June 20, 2016
Medical Devices and Supplies Medical Devices
Enterprise value
$80.0M
EV / LTM EBITDA
EBITDA $-18.0M · -100% margin
EV / LTM revenue
4.44x
revenue $18.0M
DCF discount rate
13.0%–14.0%
Perpetuity growth

Deal terms

ConsiderationAll cash
Price per share$4.00
Premium53.3%
Premium basisclosing price of $2.61 on March 31, 2016 (the 'Unaffected Price Date')
StructureOne-step merger
Termination fee$3.3M
Reverse termination fee
Go-shopNone
Outside date

Implied value per share by method vs. $4.00 offer

Selected companies — EV / 2016E Revenues $0.74 – $2.56
Selected companies — EV / 2017E Revenues $1.03 – $3.29
Selected companies — EV / 2018E Revenues $1.40 – $4.05
Precedent transactions — EV / LTM Revenues (applied to 2015 revenues of ~$16 million) $2.85 – $5.26
Precedent transactions — EV / NTM Revenues (applied to 2016E revenues of ~$18 million) $2.37 – $4.20
Discounted cash flow $0.76 – $7.68
Historical Stock Trading and Transaction Premium Analysis $2.60 – $12.20
Precedent Premium Paid Analysis $3.12 – $4.16

Ranges as disclosed in the banker’s summary of analyses; the red line marks the per-share consideration.

Opinion of Perella Weinberg Partners to the special committee

Delivered April 19, 2016 · Fee $1.0M, $1.0M on delivery of the opinion

Discounted cash flow assumptions

Discount rate13.0%–14.0%
BasisWACC derived using the capital asset pricing model (CAPM), reflecting Hansen's target capital structure, cost of long-term debt, forecasted tax rate and Bloomberg Adjusted-beta
Terminal valuePerpetuity growth
Perpetuity growth3.0%–4.0%
Exit multiple
Projection periodremainder of FY2016-FY2025
Projections usedHansen management Management Case 1, Management Case 2 and Management Case 3
Implied value per share$0.76–$7.68

Present value as of April 15, 2016. Implied per share ranges: Management Case 1 $5.78-$7.68; Management Case 2 $2.92-$4.05; Management Case 3 $0.76-$1.34. Equity value derived by subtracting debt and adding cash and cash equivalents (including restricted cash) as of December 31, 2015; per share using fully diluted treasury method.

Selected public companies (12)

Accuray Incorporated · Alphatec Holdings Inc. · Cardica, Inc. · CryoLife · Cardiovascular Systems Inc · Cutera, Inc. · Corindus Vascular Robotics Inc · LeMaitre Vascular Inc · Spectranetics Corp · Stereotaxis Inc · Titan Medical Inc. · Transenterix Inc

MultiplePeer lowPeer medianPeer highRange appliedImplied per share
EV / 2016E Revenues2.3x 1.2x–3.2x $0.74–$2.56
EV / 2017E Revenues2.6x 1.1x–2.9x $1.03–$3.29
EV / 2018E Revenues1.7x 1.0x–2.5x $1.40–$4.05
Average EV / NTM Revenues (1-month period prior to April 15, 2016)

Selected precedent transactions (12)

DateTargetAcquirerMultiple
2015-10Bluebelt Holdings, Inc.Smith & Nephew plc14.5x EV/LTM Revenues
2015-10TriVascular Technologies, Inc.Endologix, Inc.5.9x EV/LTM Revenues
2015-10nContact, Inc.AtriCure Inc.17.0x EV/LTM Revenues
2015-07Thoratec Corp.St. Jude Medical Inc.7.3x EV/LTM Revenues
2015-07RF Surgical Systems, Inc.Medtronic plc4.7x EV/LTM Revenues
2014-05Interventional Division of Bayer AGBoston Scientific Corporation3.5x EV/LTM Revenues
2013-12Given Imaging Ltd.Covidien plc4.4x EV/LTM Revenues
2013-09MAKO Surgical Corp.Stryker Corp.14.1x EV/LTM Revenues
2011-08Concentric Medical, Inc.Stryker Corp.4.5x EV/LTM Revenues
2011-05Orthovita Inc.Stryker Corp.3.3x EV/LTM Revenues
2010-04ATS Medical, Inc.Medtronic, Inc.4.3x EV/LTM Revenues
2008-02Possis Medical Inc.Bayer AG4.4x EV/LTM Revenues
MultipleLowMedianHighRange appliedImplied per share
EV / LTM Revenues (applied to 2015 revenues of ~$16 million)3.3x4.6x17.0x 4.0x–7.0x $2.85–$5.26
EV / NTM Revenues (applied to 2016E revenues of ~$18 million)3.1x4.9x13.6x 3.0x–5.0x $2.37–$4.20

Other analyses

AnalysisSummaryImplied per share
Historical Stock Trading and Transaction Premium AnalysisReviewed one-year trading prices through April 15, 2016 and premiums to the Unaffected Price Date (March 31, 2016): closing price $2.61 (53.3% premium), 30-day VWAP $2.60 (53.7%), 60-day VWAP $3.74 (6.9%), 90-day VWAP $3.54 (13.0%), 52-week intra-day high $12.20 ((67.2)%). Perella Weinberg believed prices after March 31, 2016 may have been influenced by market speculation/leak (April 1, 2016 close of $3.65, up 39.8%).$2.60–$12.20
Implied Transaction MultiplesBased on $4.00 merger consideration: EV/LTM Revenues 5.4x, EV/CY2016E Revenues 4.8x, EV/CY2017E Revenues 3.5x.
Precedent Premium Paid AnalysisDealogic data on acquisitions of public companies $50 million-$1 billion from March 1, 2011 to March 31, 2016 (876 all-industry deals: 25th percentile 19%, median 35%, 75th percentile 60%; 107 healthcare deals: 24%/40%/69%; mixed cash-and-stock and all-stock subgroups also reviewed). Applied a representative premium range of 20%-60% to the Unaffected Price Date share price.$3.12–$4.16

Engagement letter dated December 9, 2015, as amended; Hansen agreed to pay Perella Weinberg $1,000,000 upon delivery of its opinion, plus expense reimbursement and indemnification. Opinion rendered to both the Board and the Special Committee.

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Management projections

Projection yearYear 1Year 2Year 3Year 4CAGR
Revenue$25.0M$35.0M$49.0M$65.0M37.5%
Revenue growth38.9%40.0%40.0%32.7%
EBITDA$-13.0M$-7.0M$1.0M$10.0M
EBITDA growth900.0%
EBITDA margin-52%-20%2%15%
Implied EV / EBITDA80.0x8.0x

Year-1 growth is against LTM at announcement ($18.0M revenue, $-18.0M EBITDA); later years are year over year.

Management prepared financial projections for 2016-2020: revenue of $18 million in 2016E rising to $65 million in 2020E, with EBITDA of $(18) million in 2016E turning positive to $10 million in 2020E and unlevered free cash flow of $(20) million to $2 million. Three long-term management cases extended 2021E-2025E: Case 1 (20% revenue CAGR 2020-2025, 40% 2025 EBITDA margin) reaching $162 million revenue and $65 million EBITDA in 2025E; Case 2 (15% CAGR, 30% margin) $131 million revenue / $39 million EBITDA; Case 3 (10% CAGR, 20% margin) $105 million revenue / $21 million EBITDA. Assumptions included system sales growing from 4 to 15 units per quarter, service renewal rate rising from 50% to 65%, a 35% long-term tax rate and a $117 million federal NOL carryforward as of December 31, 2015.

Process notes

Special Committee retained Perella Weinberg after Hansen publicly announced a strategic alternatives process in January 2016; only Auris and one other party ("Company B") emerged. Rollover Stockholders holding ~64.6% of shares (including Larry Feinberg and affiliates, Jack Schuler and affiliates, and an affiliate of Lawrence T. Kennedy, Jr.) agreed to reinvest their ~$49 million of merger proceeds into Auris preferred stock; voting agreements covered ~65.4% of shares, sufficient to approve the merger. Perella Weinberg's opinion expressly excluded the Rollover Stockholders, cancelled shares and dissenting shares. Hansen's financial condition was deteriorating (White Oak forbearance agreement; failure to close by August 17, 2016 would create an event of default). Termination fee of $3,325,000 stated to represent approximately 3.5% of Hansen's enterprise value as of March 31, 2016 based on the $4.00 per share price; alternatively Hansen may owe Auris expense reimbursement. Proxy was a combined annual meeting/merger proxy.

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